Herman Edvin Lall

Current Employers

Employment History

• 01/1996 → 01/2017
  Waddell & Reed, Inc.
  Overland Park, KS
• 02/1996 → 01/2017
  Various Insurance Carriers For W & R Insurance Agencies
  Overland Park, KS
• 01/2017 → Present
  Lpl Financial, Llc
  Overland Park, KS
• 02/2017 → 12/2017
  V Wealth Advisors Llc
  Overland Park, KS
• 01/2018 → Present
  Pcg Wealth Advisors, Llc (Dba: Pcg Wealth Management)
  Overland Park, KS

Previous Registrations

• 2017-02-16 → 2017-12-31
  V Wealth Advisors Llc
  Overland Park, KS
  Overland Park, KS
• 1997-07-01 → 2017-02-15
  Waddell & Reed
  Overland Park, KS
  Shawnee, KS
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS

Other Businesses

1. 1/4/2018 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2018 - 15 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 1/4/2018 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2018 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through PCG Wealth Advisors, LLC , an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/5/2018 - PCG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/01/2018 - 10 Hours Per Month/10 Hours During Trading. 4. 10/15/2018 - Crump Life Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/27/2018 - 2 Hours Per Month/1 Hour During Securities Trading - Life insurance, long-term care.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-02
• S63 Uniform Securities Agent State Law Examination
  1996-02-13

Other Names

• Herman Lall