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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Florham Park | NJ | 11/1995 | Present |
| Morgan Stanley | Florham Park | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
* 484873 - Estate ; Investment related Yes; Livingston, New Jersey; Estate; Executor/Co-Executor; 03/2042; During business hours: 0; After business hours: 20; Estate Administration * 486738 - Estate; Investment related Yes; Livingston, New Jersey; Estate; Executor/Co-Executor; 03/2042; During business hours: 0; After business hours: 20; Estate Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-09 |
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