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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-10-26
  • GA RA
    APPROVED
    Since 2023-10-26

Branch Locations

4004 Summit Blvd Se Suite 800, Atlanta, GA 30319 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Genspring Family Offices Jupiter FL 05/2016 12/2017
Suntrust Investment Services, Inc. Atlanta GA 10/2017 12/2018
Suntrust Advisory Services, Inc. Atlanta GA 10/2017 12/2018
Level Four Advisory Services Dallas TX 01/2018 Present
Level Four Financial, Llc Mobile AL 10/2020 Present
  • 05/2016 → 12/2017
    Genspring Family Offices
    Jupiter, FL
  • 10/2017 → 12/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 10/2017 → 12/2018
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 01/2018 → Present
    Dallas, TX
  • 10/2020 → Present
    Level Four Financial, Llc
    Mobile, AL
Previous Registrations
Other Businesses

1. Level Four Group, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, Holding Company, employee, Start date Oct 2020, 0 hours spent on activity. 2. Level Four Advisory, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, Investment Advisory Firm, Investment Advisor Representative, Start Date Jan 2018, 80 hours per month/70 spent during trading. 3. Level Four Financial, DBA, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, DBA for Business, Wealth Advisor, 140 hours/140 per month during trading, start date Oct 2020

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-12
S65 Uniform Investment Adviser Law Examination 1996-03-14
  • S63 Uniform Securities Agent State Law Examination
    2018-01-12
  • S65 Uniform Investment Adviser Law Examination
    1996-03-14
Designations
Other Names
  • Chris Facka

View on SEC IAPD

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