Christopher Lee Facka

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 12/2017
  Genspring Family Offices
  Jupiter, FL
• 10/2017 → 12/2018
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 10/2017 → 12/2018
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 01/2018 → Present
  Level Four Advisory Services
  Dallas, TX
• 10/2020 → Present
  Level Four Financial, Llc
  Mobile, AL

Previous Registrations

• 2017-11-01 → 2018-12-07
  Truist Advisory Services, Inc.
  Jupiter, FL
• 2017-05-23 → 2017-12-31
  Gfo Advisory Services, Llc
  Jupiter, FL
• 2008-01-01 → 2013-02-28
  Wells Fargo Clearing Services, Llc
  Land O'LAkes, FL
  Naples, FL
  Marco Island, FL
  Palm Beach, FL
• 2000-10-19 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Naples, FL
  Marco Island, FL
  St. Louis, MO
  Naples, FL

Other Businesses

1. Level Four Group, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, Holding Company, employee, Start date Oct 2020, 0 hours spent on activity. 2. Level Four Advisory, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, Investment Advisory Firm, Investment Advisor Representative, Start Date Jan 2018, 80 hours per month/70 spent during trading. 3. Level Four Financial, DBA, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, DBA for Business, Wealth Advisor, 140 hours/140 per month during trading, start date Oct 2020

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-01-12
• S65 Uniform Investment Adviser Law Examination
  1996-03-14

Designations

• Certified Financial Planner

Other Names

• Chris Facka