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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-10-26 |
Branch Locations
4004 Summit Blvd Se Suite 800, Atlanta, GA 30319 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genspring Family Offices | Jupiter | FL | 05/2016 | 12/2017 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 10/2017 | 12/2018 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 10/2017 | 12/2018 |
| Level Four Advisory Services | Dallas | TX | 01/2018 | Present |
| Level Four Financial, Llc | Mobile | AL | 10/2020 | Present |
1. Level Four Group, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, Holding Company, employee, Start date Oct 2020, 0 hours spent on activity. 2. Level Four Advisory, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, Investment Advisory Firm, Investment Advisor Representative, Start Date Jan 2018, 80 hours per month/70 spent during trading. 3. Level Four Financial, DBA, Investment Related, 12400 Coit Road, STE 1000, Dallas, TX 75251, DBA for Business, Wealth Advisor, 140 hours/140 per month during trading, start date Oct 2020
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-12 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-14 |
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