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Jeffrey Todd Blumenthal

Charles Schwab & Co., Inc.

Mercer Island, WA

Chicago, IL

CRD 2706385

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2004-09-07
  • WA RA
    APPROVED
    Since 2004-09-07

Branch Locations

Mercer Island, WA • United States

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bellevue WA 03/2004 Present
Previous Registrations
  • 2003-11-28 → 2004-03-10
    John Hancock Distributors Llc
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-25
S63 Uniform Securities Agent State Law Examination 1996-03-11
  • S65 Uniform Investment Adviser Law Examination
    2003-11-25
  • S63 Uniform Securities Agent State Law Examination
    1996-03-11
Other Names
  • Jeff Blumenthal

View on SEC IAPD

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