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Lisa Jean Ayotte

Edward Jones

Grand Rapids, MI

CRD 2706180

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-13
MI RA APPROVED 2010-09-03
  • TX RA
    APPROVED
    Since 2018-12-13
  • MI RA
    APPROVED
    Since 2010-09-03

Branch Locations

125 Ottawa Ave Nw Suite 320, Grand Rapids, MI 49503-0000 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Union Brokerage Decatur GA 11/1995 Present
Edward D. Jones & Co., L.P. St. Louis MO 06/1999 Present
  • 11/1995 → Present
    First Union Brokerage
    Decatur, GA
  • 06/1999 → Present
    Edward D. Jones & Co., L.P.
    St. Louis, MO
Other Businesses

Greyline Brewing Co. Type of business: Brewery and pub Grand Rapids, MI Start date: 9/18/2015 LPT Hours per week: 0 Hours during trading: 0 Crystal Mountain Resort Type of business: Rental Management Thompsonville, MI Start date: 2/1/2019 Property Owner Hours per week: 0 Hours during trading: 0 None.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-03
S63 Uniform Securities Agent State Law Examination 1996-02-28
  • S65 Uniform Investment Adviser Law Examination
    1996-05-03
  • S63 Uniform Securities Agent State Law Examination
    1996-02-28
Designations
  • Certified Financial Planner
Other Names
  • Lisa Jean Rios

View on SEC IAPD

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