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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-07-10
TX RA APPROVED 2024-07-10
  • AR RA
    APPROVED
    Since 2024-07-10
  • TX RA
    APPROVED
    Since 2024-07-10

Branch Locations

3537 N Steele Blvd. Suite 220, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Springdale AR 05/2009 11/2016
Wells Fargo Clearing Services, Llc Springdale AR 11/2016 07/2024
Stifel, Nicolaus & Company, Incorporated Fayettville AR 07/2024 Present
Previous Registrations
  • 2008-01-01 → 2024-07-15
    Springdale, AR
  • 2001-07-17 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Springdale, AR
    St. Louis, MO
    Springdale, AR
Other Businesses

1. Brown Note, LLC; 4398 East Paso Fino Lane Fayetteville AR 72703; Buy Arkansas Razorback Basketball tickets between two families; Member; contribute half the costs of the basketball tickets; 05/01/2025; 0 hrs/day; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-18
  • S66 Uniform Combined State Law Examination
    2000-02-18

View on SEC IAPD

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