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1401 Dove Street Suite 630, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-19 |
Branch Locations
1401 Dove Street Suite 630, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Foundation Advisors | Irvine | CA | 09/2006 | 09/2025 |
| Ducere Wealth Management | Newport Beach | CA | 09/2025 | Present |
Minority owner in biomedical private company, "Ostentus". Own a few rental properties in Arizona, Colorado and Wisconsin.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-07 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-08 |
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