Dennis Gerald Stokley

Current Employers

Employment History

• 01/2014 → Present
  Raymond James Financial Services, Inc.
  Wilminton, NC
• 01/2014 → Present
  Raymond James Financial Services Advisors Inc.
  Wilmington, NC
• 03/2017 → 06/2020
  Cape Fear Community College
  Wilmington, NC

Previous Registrations

• 2013-04-08 → 2013-08-22
  Omnistar Financial Group, Inc.
  Wilmington, NC
• 2009-09-29 → 2013-04-08
  Brookstone Capital Management Llc
  Wilmington, NC
• 2008-07-31 → 2009-06-30
  Financial Security Advisory Inc
  Virginia Beach, VA
• 2001-12-31 → 2003-08-19
  Transamerica Financial Advisors, Llc
  Wilmington, NC

Other Businesses

(1)Name of Business: Address: 708 Tree Swallow Ln, Wilmington, NC, 28411, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/27/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: airbnb weekly rentals (2)Name of Business: Address: 708 Tree Swallow Court, Wilmington, NC, 28411, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: Yes Start Date: 03/15/1995 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Residential and Commercial property rental. (3)Name of Business: Dennis G Stokley Insurance Agency, Inc. Address: 5129 Oleander Dr Ste 202, Wilmington, NC, 28403, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/01/1997 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Sales of group and individual health insurance. Sales of Property and Casualty insurance. Sales of Life Insurance (4)Name of Business: Dennis G Stokley Insurance Agency, Inc. Address: 5129 Oleander Dr Ste 202, Wilmington, NC, 28403, United States Activity Type: Non-variable Insurance Position/Title: Broker, Agent Investment Related: Yes Start Date: 10/27/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: agent for individual health insurance companies including BCBS of NC, United Health Care, Humana, Aetna, Mutual of Omaha. Kemper, North Carolina Joint Underwriters Assn. Hartford Flood,

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-30
• S63 Uniform Securities Agent State Law Examination
  1996-01-31