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Inactive

Geoffry Alan Penn

North Star Asset Management Inc

Neenah, WI

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Current Employers
North Star Asset Management Inc

One Neenah Center, Suite 300, Neenah, WI 54956 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1996-06-07
  • WI RA
    APPROVED
    Since 1996-06-07

Branch Locations

134 E. Wisconsin Ave. One Neenah Center, Suite 300, Neenah, WI 54956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Bank Neenah WI 06/1993 Present
North Star Asset Management Inc. Neenah WI 05/1996 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-15
  • S63 Uniform Securities Agent State Law Examination
    1996-02-15
Designations

View on SEC IAPD

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