Patrick Daniel Duffield

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-22
NJ	RA	APPROVED	2002-07-29

TX RA
APPROVED_RES

Since 2020-01-22
NJ RA
APPROVED

Since 2002-07-29

Branch Locations

1105 Laurel Oak Road Suite 142, Voorhees, NJ 08043 • United States

Mount Laurel, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Voorhees	NJ	12/1995	03/2020
Ameriprise Financial Services, Llc	Voorhees	NJ	03/2020	Present

12/1995 → 03/2020

Ameriprise Financial Services, Inc.

Voorhees, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Voorhees, NJ

Other Businesses

Business Ownership; VOORHEES MANAGMENT GROUP, LLC; LLC FORMED TO HOLD REAL ESTATE LEASE FOR AMERIPRISE P2 FINANCIAL PLANNING PRACTICES.; LLC FORMED TO HOLD REAL ESTATE LEASE FOR AMERIPRISE P2 FINANCIAL PLANNING PRACTICES; 1105 LAUREL OAK RD, STE 142, , VOORHEES, NJ, 08043; Not Investment-Related; 01/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-02-24

S63 Uniform Securities Agent State Law Examination

1997-02-24

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews