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Sean A Fletcher

Prospettiva Financial

San Francisco, CA

CRD 2705795

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Employer firm

Prospettiva Financial CRD 148760

$129M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospettiva Financial

22 Battery Street Suite 426, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-21
  • CA RA
    APPROVED
    Since 2026-08-21

Branch Locations

22 Battery Street Suite 426, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sean Fletcher And Isabel Reichert Oakland CA 05/2010 Present
Rhodes & Fletcher, Llc Dba Prospettiva Financial San Francisco CA 04/2005 Present
  • 05/2010 → Present
    Sean Fletcher And Isabel Reichert
    Oakland, CA
  • 04/2005 → Present
    Rhodes & Fletcher, Llc Dba Prospettiva Financial
    San Francisco, CA
Previous Registrations
  • 2003-08-18 → 2011-01-12
    Fsc Securities Corporation
    San Francisco, CA
    San Francisco, CA
Other Businesses

1) SEAN FLETCHER AND ISABEL REICHERT - OWNER / ARTIST - PRODUCTION AND EXHIBITION OF FINE ART AND PERFORMING ART -SINCE 5/2010 - OAKLAND, CA - NOT INVESTMENT RELATED 2) CA LIFE, VARIABLE CONTRACTS, & ACCIDENT & HEALTH RESIDENT INSURANCE PRODUCER; INSURANCE AGENT/BROKER/; NOT INVESTMENT-RELATED; START DATE: 09/2015. 3) HONIG VINEYARD & WINERY; NOT INVESTMENT-RELATED; 850 RUTHERFORD ROAD, RUTHERFORD, CA 94573; MEMBER OF THE ADVISORY BOARD; ATTEND MEETING TO DISCUSS FINANCIAL REPORTING; START DATE: 02/09/2020; LESS THAN 1 HOUR DEVOTED TO THIS BUSINESS PER MONTH; NO TIME DEVOTED DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-13
S63 Uniform Securities Agent State Law Examination 2001-11-30
  • S65 Uniform Investment Adviser Law Examination
    2003-03-13
  • S63 Uniform Securities Agent State Law Examination
    2001-11-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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