James Paul Brandt

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  E*Trade Securities Llc
  Gilbert, AZ
• 05/2015 → Present
  E*Trade Capital Management Llc
  Gilbert, AZ
• 01/2023 → Present
  Morgan Stanley
  Gilbert, AZ
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2015-06-16 → 2023-09-05
  Harrisdirect Llc
  Scottsdale, AZ
  Arlington, VA
  Gilbert, AZ
• 2013-03-11 → 2015-04-30
  Morgan Stanley
  Scottsdale, AZ
  Scottsdale, AZ

Exams

• S66 Uniform Combined State Law Examination
  2013-02-22

Other Names

• James Paul Brandt
• James Paul Brandt Jr
• James Paul Brandt