Kyle Lance Fulton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lubbock, TX
• 02/2012 → Present
  Bank Of America, N.A.
  Lubbock, TX

Previous Registrations

• 2011-01-03 → 2011-05-24
  Wells Fargo Clearing Services, Llc
  Lubbock, TX
• 2006-07-14 → 2011-01-03
  Wells Fargo Investments, Llc
  Lubbock, TX

Other Businesses

I*822259 For profit or not for profit: Entity For Profit Name of outside business organization: KLF Finance, LLC Investment related: Y Address of business: Lubbock, Texas, 79424 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 4/29/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Holding Entity for family marketable securities and real estate investments. All marketable securities are held ay ML and disclosed in AIM. I*48773 For profit or not for profit: For-Profit Organization Name of outside business organization: Third Coast Strategies, LLC Investment related: N Address of business: Lubbock, Texas 79424 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 3/11/2011 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Shell Entity for liability purposes I*48779 For profit or not for profit: For-Profit Organization Name of outside business organization: Third Coast Minerals, Ltd Investment related: N Address of business: Lubbock, Texas 79424 Nature of business: Limited Partnership, Position, title, association: Limited Partner, Start date of relationship: 3/15/2011 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Holding Entity for working oil & gas interest I*48782 For profit or not for profit: For-Profit Organization Name of outside business organization: KLF Finance Investment related: Y Address of business: Lubbock, Texas 79424 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 3/14/2011 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Holding Entity for family marketable securities 5)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PEGGY LAFONT CHARITABLE REMAINDER TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LUBBOCK, TEXAS 79424 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 12/2/2013 NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS TRUST IS BEING CREATED AS AN ESTATE PLANNING TOLL TO BENEFIT TEXAS TECH UNIVERSITY. I HAVE BEEN ASKED BY PEGGY TO SERVE AS THE TRUSTEE AS I AM HER CLOSEST BLOOD RELATIVE AND HAVE SUBSTANTIAL EXPERIENCE IN THE ROLE OF TRUSTEE. I*48773 For profit or not for profit: For-Profit Organization Name of outside business organization: Third Coast Strategies, LLC Investment related: N Address of business: Lubbock, Texas 79424 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 3/11/2011 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Shell Entity for liability purposes

Exams

• S66 Uniform Combined State Law Examination
  2006-06-23