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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2018-07-23 |
| CA | RA | APPROVED | 2003-10-22 |
Branch Locations
535 N Brand Blvd Ste 1000 And 950, Glendale, CA 91203 • United States
Northridge, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glendale | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendale | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 5414 Newcastle Ave, #40, , Encino, CA, 91316; Investment-Related; 07/01/2013. Independent Insurance Brokering; UNUM Life Insurance Company of America; 09/17/2025; Long Term Care. Business Ownership; RGAA, LLC; Co-owner; RGAA, LLC will only be used to support practice operations.; 535 N Brand Blvd., Suite 1000, , Glendale, CA, 91203; Investment-Related; 03/08/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Los Angeles Mission College Foundation; General Board Member; 13356 Eldridge Ave, , Sylmar, CA, 91342; Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Insperity PEO Services, L.P.; Advisor.; Insperity PEO Services is used to pay the income received.; 19001 Crescent Springs Dr, , Kingwood, TX, 77339; Investment-Related; 09/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-17 |
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