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Weldon Terry Abell

LPl Financial LLC

Basehor, KS

CRD 2705314

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-11-29
  • KS RA
    APPROVED
    Since 2017-11-29

Branch Locations

Basehor, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W.T. Abell Investigations Newport Beach CA 01/1996 Present
National Planning Corporation San Diego CA 05/1999 Present
Lpl Financial Llc San Diego CA 11/2017 Present
  • 01/1996 → Present
    W.T. Abell Investigations
    Newport Beach, CA
  • 05/1999 → Present
    National Planning Corporation
    San Diego, CA
  • 11/2017 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
  • 2007-01-10 → 2017-11-29
    National Planning Corporation
    San Diego, CA
    San Diego, CA
    Basehor, KS
Other Businesses

1. 11/29/2017 - Harvest Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-26
S63 Uniform Securities Agent State Law Examination 1996-03-14
  • S66 Uniform Combined State Law Examination
    2006-11-26
  • S63 Uniform Securities Agent State Law Examination
    1996-03-14

View on SEC IAPD

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