Eric Lee Smith

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Massmutual Life Insurance Company
  Lehi, UT
• 06/2013 → Present
  Mml Investors Services Llc
  Lehi, UT

Previous Registrations

• 2005-10-20 → 2013-05-31
  Northwestern Mutual Investment Services, Llc
  Salt Lake Cty, UT
  Salt Lake City, UT
• 1998-10-20 → 2005-08-18
  Ameriprise Financial Services, Llc
  South Jordan, UT

Other Businesses

NAME: GARAGE MAHAL LLC INV REL: Y ADD: RESIDENTIAL NATURE: OWNER OF LLC FOR SIMPLE RENTAL PROPERTY POSITION: OWNERL/LANDLORD START DATE: 09/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-15
• S63 Uniform Securities Agent State Law Examination
  1998-05-21