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Thomas Donald Carson

LPl Financial LLC

Sioux Falls, SD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-26
SD RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2026-08-26
  • SD RA
    APPROVED
    Since 2021-07-21

Branch Locations

5032 S Bur Oak Pl, Ste 200, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Sioux Falls SD 01/1996 07/2021
Various Insurance Carriers Sioux Falls SD 05/1996 07/2021
Lpl Financial Llc Sioux Falls SD 07/2021 Present
  • 01/1996 → 07/2021
    Waddell & Reed, Inc.
    Sioux Falls, SD
  • 05/1996 → 07/2021
    Various Insurance Carriers
    Sioux Falls, SD
  • 07/2021 → Present
    Lpl Financial Llc
    Sioux Falls, SD
Previous Registrations
  • 1997-05-19 → 2021-07-21
    Waddell & Reed
    Sioux Falls, SD
    Sioux Falls, SD
    Savage, MN
    Sioux Falls, SD
Other Businesses

VARIOUS INSURANCE CARRIERS SIOUX FALLS, SD, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT, START DATE: 05/1996 TO PRESENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-17
S63 Uniform Securities Agent State Law Examination 1996-04-08
  • S65 Uniform Investment Adviser Law Examination
    1997-02-17
  • S63 Uniform Securities Agent State Law Examination
    1996-04-08
Other Names
  • Tom Carson

View on SEC IAPD

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Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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