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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-19
  • MN RA
    APPROVED
    Since 2024-01-19

Branch Locations

1 1St Ave South, Buffalo, MN 55313 • United States

4170 Thielman Ln Ste 102, St. Cloud, MN 56301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gentz Financial Services, Inc. Buffalo MN 05/2002 Present
Questar Capital Corp Minneapolis MN 06/2011 03/2019
Questar Asset Management Minneapolis MN 04/2012 03/2019
Woodbury Financial Services, Inc. Buffalo MN 03/2019 01/2024
Osaic Wealth, Inc. Buffalo MN 01/2024 Present
  • 05/2002 → Present
    Gentz Financial Services, Inc.
    Buffalo, MN
  • 06/2011 → 03/2019
    Questar Capital Corp
    Minneapolis, MN
  • 04/2012 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Buffalo, MN
  • 01/2024 → Present
    Buffalo, MN
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    St. Cloud, MN
    Buffalo, MN
    Litchfield, MN
  • 2014-01-29 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Buffalo, MN
    St. Cloud, MN
Other Businesses

1) GENTZ FINANCIAL SERVICES INC. POSITION: Owner. NATURE: Independent insurance agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1980 ADDRESS: 2 Division St #201, Buffalo MN 55313 DESCRIPTION: Determine customers' needs for fixed insurance. 2) GENTZ FARMS. POSITION: Owner. NATURE: Farming. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/1/2002 ADDRESS: Lakefield MN 56150 DESCRIPTION: LLC in partnership with brother and wife to manage parents' former farm. 3) THO-GEN. POSITION: Partner/Landlord. NATURE: Office building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 100 Center Dr, Buffalo MN 55313 DESCRIPTION: Rental income. 4) 3NP PROPERTIES. POSITION: Owner/Landlord. NATURE: Office building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/04/2011 ADDRESS: 2 Division St #201, Buffalo MN 55313 DESCRIPTION: Owns/manages commercial building. 5) NYLES R. GENTZ. POSITION: Notary Public. NATURE: Notary services. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2013 ADDRESS: 2 Division St #201, Buffalo MN 55313 DESCRIPTION: Notarizing signatures. 6) SOWING THE SEEDS OF RETIREMENT POSITION: co-author NATURE: book sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 215 Hw 55 E #107, Buffalo MN 55313, United States DESCRIPTION: we sell our book on Amazon.100% of the proceeds go the Wounded Warrior Project

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-11
  • S63 Uniform Securities Agent State Law Examination
    1996-04-11

View on SEC IAPD

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