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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-18 |
Branch Locations
163 Dix Hills Rd, 163 Dix Hills Rd, NY 11746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dix Hills | NY | 08/2002 | Present |
| The Pinnacle Financial Group | Dix Hills | NY | 12/2018 | Present |
1. 8/19/2002: FIA FINANCIAL CONSULTANTS, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/27/2016: The Merz Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 01/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 4/1/2021 - The Pinnacle Financial Group - DBA: (Hybrid) FIA Financial Consultants, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/10/2018 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/1/2021 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/10/2018 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-05 |
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