Lisette Hernandez

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-10-19

NJ RA
APPROVED

Since 2011-10-19

Branch Locations

100 Overlook Center Suite 303, Princeton, NJ 08540 • United States

Hamilton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Princeton	NJ	01/1996	Present

01/1996 → Present

Ubs Financial Services Inc

Princeton, NJ

Other Businesses

PHILLY PRETZEL FACTORY / MAKING PRETZELS / 601 N US RTE 206 HILLSBOROUGH , NEW JERSEY 08844 / MAKING PRETZELS AND REGISTER / PRIVATELY HELD / START DATE 01/31/2012 / 10 HRS. 2) Target / 500 Nassau Park Blvd Princeton,NJ 08540 / No/ Publicly Traded / USD / No / No / / Start Date 12/20/15 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-18

S66 Uniform Combined State Law Examination

2011-10-18

Other Names

Lisette Vazquez
Lisette Hernandez

View on SEC IAPD