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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-12-13
TX RA APPROVED_RES 2017-08-16
KS RA APPROVED 2017-07-25
  • FL RA
    APPROVED
    Since 2018-12-13
  • TX RA
    APPROVED_RES
    Since 2017-08-16
  • KS RA
    APPROVED
    Since 2017-07-25

Branch Locations

4200 W. Cypress Street Suite #860, Tampa, FL 33607 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2010 04/2018
Lawing Financial Inc. Overland Park KS 02/2006 10/2017
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 Present
Private Client Services Tampa FL 04/2018 Present
  • 07/2010 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 02/2006 → 10/2017
    Lawing Financial Inc.
    Overland Park, KS
  • 07/2017 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → Present
    Private Client Services
    Tampa, FL
Previous Registrations
  • 2006-02-09 → 2017-10-13
    Lawing Financial Inc
    Overland Park, KS
    Overland Park, KS
Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. IAR-SALE AND SERVICE OF FEE BASED ASSET MANAGEMENT. 160 HOURS/MO; 140 DURING TRADING HOURS. 2) NON INVESTMENT RELATED INSURANCE SALES THROUGH VARIOUS CARRIERS. 3) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
  • S66 Uniform Combined State Law Examination
    2006-01-30

View on SEC IAPD

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