Robert John Ryan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Lpl Financial Llc
  Spartanburg, SC

Previous Registrations

• 2000-08-12 → 2004-03-11
  Ubs Financial Services Inc.
  Spartanburg, SC

Other Businesses

1. 10/24/2006: NO BUSINESS NAME - ACT IN A FIDUCIARY CAPACITY - I'M SUCCESSOR TRUSTEE OF MY WIFE'S LIVING TRUST - NO TIME SPENT 2. 12/08/2010: SKYLYN CORPORATION - INV REL - 14 HOUSES IN SPARTANBURG, SC - REAL ESTATE RENTAL - NO TIME SPENT - REAL ESTATE CO-OWNER 3. 02/04/2015: RYAN INVESTMENT MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 101 LAFAYETTE STREET, SPARTANBURG, SC 29302 - START 02/01/2015 - 170 HR/MO 65 DURING SECS TRDG HRS 4. 05/02/2016 * Real Estate Rental * NOT INV REL * My wife and own a rental house at 1449 Thornwood Drive in Spartanburg, SC. * START 01/01/2003 * 1 HR/MO DURING SECS TRDG HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1996-04-01