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Debra Joann Dufault

Morgan Stanley

Boston, MA

Wellesley, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-07-05
TX RA APPROVED_RES 2011-07-19
  • CT RA
    APPROVED
    Since 2022-07-05
  • TX RA
    APPROVED_RES
    Since 2011-07-19

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Waltham MA 08/2000 05/2023
Morgan Stanley Smith Barney Waltham MA 06/2009 Present
Raymond James & Associates Boston MA 05/2023 05/2023
  • 08/2000 → 05/2023
    Citigroup Global Markets Inc.
    Waltham, MA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Waltham, MA
  • 05/2023 → 05/2023
    Raymond James & Associates
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-21
S63 Uniform Securities Agent State Law Examination 1996-07-16
  • S65 Uniform Investment Adviser Law Examination
    2022-06-21
  • S63 Uniform Securities Agent State Law Examination
    1996-07-16
Other Names
  • Debbie Dufault
  • Debra J Dufault

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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