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Jennifer Christine Stickler

Raymond James Financial Services Advisors, Inc

Chicago, IL

CRD 2703911

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-15
IL RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2024-05-15
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

100 North Lasalle Street Suite 1605, Chicago, IL 60602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Chicago IL 05/2006 Present
Raymond James Financial Services Advisors, Inc Chicago IL 01/2009 Present
Independent Advisor Network Crete IL 12/2013 Present
Previous Registrations
  • 2003-06-30 → 2006-06-15
    Ameriprise Advisor Services, Inc.
    Chicago, IL
    Chicago, IL
  • 2003-03-11 → 2003-07-10
    Chicago, IL
Other Businesses

(1)Name of Business: 722 West Exchange LLC Address: 722 W Exchange St Ste 3A, Crete, IL, 60417-2065, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/24/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I bought the building where I previoulsy had been renting office space. There are 5 other offices, so now I am also a landlord. (2)Name of Business: Independent Advisor Network Address: 722 W Exchange Street Suite 3A, Crete, IL, 60417, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/04/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: partnership with fa 4306, keith krause\nuse this llc to pay for insurance, phones, and other business expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-01
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S65 Uniform Investment Adviser Law Examination
    2001-02-01
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Other Names
  • Jennifer Christine Hron

View on SEC IAPD

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