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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-15 |
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
100 North Lasalle Street Suite 1605, Chicago, IL 60602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Chicago | IL | 05/2006 | Present |
| Raymond James Financial Services Advisors, Inc | Chicago | IL | 01/2009 | Present |
| Independent Advisor Network | Crete | IL | 12/2013 | Present |
(1)Name of Business: 722 West Exchange LLC Address: 722 W Exchange St Ste 3A, Crete, IL, 60417-2065, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/24/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I bought the building where I previoulsy had been renting office space. There are 5 other offices, so now I am also a landlord. (2)Name of Business: Independent Advisor Network Address: 722 W Exchange Street Suite 3A, Crete, IL, 60417, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/04/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: partnership with fa 4306, keith krause\nuse this llc to pay for insurance, phones, and other business expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-16 |
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