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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

8 Main Street, Southampton, NY 11968-4819 • United States

Water Mill, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Southampton NY 02/2009 Present
Other Businesses

JTEN DRA EDGEWATER RESTAURANT, RESTAURANT CO-OWNER/SECRETARY, JUNE 1999 ZERO HRS PER.MO ZERO HRS.DURING MKT.HRS. NONE 2)JTEN PROPERTIES LLC / 295 E MONTAUK HWY HAMPTON BAYS,NY 11946 / REAL ESTATE / RENTAL PROPERTY / PARTNER / START DATE 8/6/2014 3) 295 Montauk Hwy Inc / 295 E Montauk Hwy Hampton Bays,New York 11946 / Sole proprietorship/ Real Estate / real estate holding co for our restaurant / Officer / / pay bills / Start Date 06/14/1999 4) Jten Holding LLC / 293 East Montauk Hwy Hampton Bays,NY 11946 / Partnership/ Real Estate / Hotel/Restaurant / Partner / / Pay bills / Start Date 05/02/2016 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-10
S63 Uniform Securities Agent State Law Examination 1997-06-28
  • S65 Uniform Investment Adviser Law Examination
    1997-12-10
  • S63 Uniform Securities Agent State Law Examination
    1997-06-28
Other Names
  • Teresa Drew

View on SEC IAPD

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