Ellen M Ladd

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 09/2025
  Avantax Investment Services, Inc.
  Fulton, NY
• 09/2007 → 09/2025
  Avantax Insurance Agency Llc
  Fulton, NY
• 08/2015 → Present
  Ladd Tax & Financial Services Inc
  Fulton, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Fulton, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-20 → 2025-09-05
  Avantax Advisory Services
  Fulton, NY

Other Businesses

1) Ladd Tax & Financial Services Inc~'NIR'~25 Canalview Mall, PO Box 56~Fulton~NY~13069~Tax Preparation/Accounting~President~8/24/2015~175hrs~80hrs~Tax, Accounting,Payroll, Notary|Avantax Insurance Agency and/or Avantax Insurance Services~'NIR'~3200 Olympus Blvd., Suite 100~Dallas~TX~75019~Equity Indexed Annuity~Agent~9/14/2007~6hrs~4hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).| 2) POA FOR MOTHER POSITION: POA NATURE: Oversee Mom's banking and paying of bills as she is in a nursing home. I do not oversee any of her investments. I have dual POA with my brother. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2024 ADDRESS: 25 Canalview Mall, Fulton NY 13069, United States DESCRIPTION: Mom is in a nursing home. I make sure her monthly bill is paid. I buy her clothes and any incidentals that she may want. I have dual POA with my brother. I handle all communications with regards to my mom.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-01-22

Other Names

• Ellen Marie Courtney