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Current Employers
Tolleson Private Wealth Management

5500 Preston Road Suite 250, Dallas, TX 75205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-21
  • TX RA
    APPROVED
    Since 2021-09-21

Branch Locations

5500 Preston Road Suite 250, Dallas, TX 75205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Trust, Bank Of America Private Wealth Management Fort Worth TX 10/2012 10/2017
Td Ameritrade, Inc. Fort Worth TX 10/2017 07/2019
Frost Brokerage Services Forth Worth TX 07/2019 09/2021
Frost Bank Fort Worth TX 07/2019 09/2021
Tolleson Private Wealth Management, Lp Dallas TX 09/2021 Present
  • 10/2012 → 10/2017
    U.S. Trust, Bank Of America Private Wealth Management
    Fort Worth, TX
  • 10/2017 → 07/2019
    Td Ameritrade, Inc.
    Fort Worth, TX
  • 07/2019 → 09/2021
    Frost Brokerage Services
    Forth Worth, TX
  • 07/2019 → 09/2021
    Frost Bank
    Fort Worth, TX
  • 09/2021 → Present
    Tolleson Private Wealth Management, Lp
    Dallas, TX
Previous Registrations
  • 2019-07-31 → 2021-09-09
    Fort Worth, TX
  • 2018-01-03 → 2019-07-25
    Td Ameritrade Investment Management, Llc
    Southlake, TX
    Fort Worth, TX
  • 2018-01-03 → 2018-01-23
    Td Ameritrade, Inc.
    Westlake, TX
Other Businesses

C&B Management Partners- 7125 Haverford Road Dallas, Texas 75214; Duties include owner of travel agent business that sells guided bike tours, non-investment related; 6-10 hours dedicated to this OBA each month, 1-5 of those during business hours; compensation received The Church of Jesus Christ of Latter Day Saints- 1801 Bennett Ave, Dallas, Texas 75206; Responsibilities include: Bishopric First Counselor, provide support to the Bishop in charge of the local unit of the church, assist in overall leadership of the local unity by speaking, conducting meetings, staff volunteer assignments, collecting donations, co-signing checks, no investment related duties, no fundraising expectations, 11-20 hours per month dedicated to this OBA, 1-5 of those hours are during business hours; no compensation received.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-28
S63 Uniform Securities Agent State Law Examination 2006-01-27
  • S66 Uniform Combined State Law Examination
    2017-12-28
  • S63 Uniform Securities Agent State Law Examination
    2006-01-27
Designations
Other Names
  • Brent A Young
  • Brent Alan Young

View on SEC IAPD

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