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9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-26 |
| MI | RA | APPROVED | 2024-03-12 |
| IN | RA | APPROVED | 2023-12-15 |
| NY | RA | APPROVED | 2023-12-15 |
| TX | RA | APPROVED_RES | 2023-12-15 |
Branch Locations
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
39520 Woodward Ave Suite 101, Bloomfield Hills, MI 48304 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Birmingham | MI | 03/2014 | 12/2023 |
| Thurston Springer Financial | Indianaoplis | IN | 12/2023 | Present |
1) RENTAL PROPERTY; INV-RELATED; 411 S. Old Woodward, Unit 900, BIRMINGHAM, MI; 100% OWNERSHIP; START: 09/01/2012; HOURS: 1 PER HOUR - 0 DURING TRADING; DUTIES: LANDLORD. 2) RENTAL PROPERTY; INV-RELATED; 1986 Grafield, BIRMINGHAM, MI; 100% OWNERSHIP; START: 09/01/1997; HOURS: 1 PER HOUR - 0 DURING TRADING; DUTIES: LANDLORD. 3) RENTAL PROPERTY, INV RELATED, 39520 Woodard Ave., BLOOMFIELD HILLS, MI, 50% OWNERSHIP, START 12/18/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, LEASING OFFICE SPACE. 4) LM GLOBAL LLC, INV RELATED, BIRMINGHAM, MI, 100% OWNERSHIP, START 3/1/2014, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. 5) JMF, LLC, INV. RELATED, BLOOMFIELD HILLS, MI. 100% OWNERSHIP, START 1/1/1999, 0 HOURS/MONTH, 0 DURING TRADING, HOLDS RENTAL PROPERTY INCOME. 6) BROWARD HEALTH FOUNDATION, INVT RELATED, FT. LAUDERDALE, FL, TREASURER, START DATE 7/3/2023, 2-3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, OVERSEEING CUSTODY OF FUNDS IN ACCORDANCE WITH POLICIES AND PROCEDURES, COORDINATING DELIVERY OF FINANCIAL RECORDS TO BOARD. 7) JF AUTOMOTIVE, LLC., CREATED TO PROVIDE DIRECT OWNERSHIP OF HIS AUTOMOBILES, NOT INVESTMENT RELATED. 0 HOURS PER MONTH 8) JJA WOODWARD, LLC., JEFF IS THE SOLE OWNER, LLC CREEATE TO OWN THE COMMERCIAL OFFICE BUILDING HIS OFFICE IS IN AND RENTS TO OTHERS. RECEIVES RENT 9) JMF, LLC., RESIDENTIAL RENTAL, CURRENTLY NOT RENTED. 10) N8 AVIATION, LLC., JEFF OWNS 25% OF A PRIVATE AIRPLANE AS A LIMITED PARTNER. 11) LM GLOBAL,LLC., DBA FOR THE FWM TO PAY EMPLOYEES AND OTHER OPERATING EXPENSES 12) CHAMPIONS CIRCLE, BOARD MEMBERSHIP, TIME VARIES FROM MONTH TO MONTH, NOT DURING BUSINESS HOURS AND JEFF HAS NO FIDUCIARY DUTIES. 13) MPOWER ADVISORY BOARD FOR STUDENT ATHELETS, NOT INVESTMENT RELATED AND NOT DURING BUSINESS HOURS. TIME VARIES FROM MONTH TO MONTH 14) OVERTOWN YOUTH CENTER, BOARD MEMBER, NO SPECIFIC TITLE OR DUTIES, NOT INVESTMENT RELATED, NO FIDUCIARY DUTIES, TIME VARIES FROM MONTH TO MONTH NOT DURING TRADING HOURS 15) ANTONELLA IMPROTA MEMORIAL FOUNDATION, NO SPECIFIC TITLE OR DUTIES, NOT INVESTMENT RELATED, NO FIDUCIARY DUTIES, TIME VARIES FROM MONTH TO MONTH NOT DURING TRADING HOURS 16) SEAN ANDERSON FOUNDATION, NO SPECIFIC TITLE OR DUTIES, NOT INVESTMENT RELATED, NO FIDUCIARY DUTIES, TIME VARIES FROM MONTH TO MONTH NOT DURING TRADING HOURS 17) 201 Fiesta Way, LLC, Private Residence, 201 Fiesta Way, Fort Lauderdale, FL 33301, Personal use only. 18) 1508 Las Olas Blvd, Fort Lauderdale, FL 33301, LLC for ownership of office building - FWM's Florida branch location, 0 hours during trading. Not investment related 19) Vita Vita, LLC., Boat ownership - personal use. 20) LM Global Agency, LLC, 1508 E. Las Olas Blvd., Fort Lauderdale, FL 33301, Group health insurance, property & casualty insurance. 21) Birmingham Rental, LLC, 201 Fiesta Way, Fort Lauderdale, FL 33301, Residential rental real estate ownership 22) Forte Funding, LLC, 39520 Woodward Ave., STE 102, Bloomfield Hills, MI 48304. Residential and Commercial lending. Partner. Consulting and strategizing, 0 HRS during trading, 2-4 hours after trading ? Mo. 23) Managing Member of sole-owned LLC; Fratarcangeli Wealth Management RIA; 40 hours during normal trading hours; Effective date 3-24-2026; LLC established for pending approval from SEC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-07 |
| S66 | Uniform Combined State Law Examination | 2010-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-01 |
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