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Eric John Netzel

First Advisors National, LLC

Round Lake, IL

CRD 2703544

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Employer firm

First Advisors National, LLC CRD 166212

$506M regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RETIREMENT PLANNING CONSULTATIONS

From the firm’s Form ADV. Read the guides:

Current Employers
First Advisors National, Llc

1372 Peachtree Street Ne, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-07-28
  • IL RA
    APPROVED
    Since 2016-07-28

Branch Locations

Round Lake, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Noble Marketing Partners Round Lake IL 06/2016 Present
  • 06/2016 → Present
    Noble Marketing Partners
    Round Lake, IL
Previous Registrations
Other Businesses

SALES OF INVESTMENT-RELATED PRODUCTS, PART-TIME OR FULL-TIME, FOR COMPANIES AFFLIATED WITH Noble Marketing Partners.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-23
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S65 Uniform Investment Adviser Law Examination
    2011-04-23
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15

View on SEC IAPD

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