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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-11
TX RA APPROVED 2015-05-27
MA RA APPROVED 2014-02-10
  • NY RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED
    Since 2015-05-27
  • MA RA
    APPROVED
    Since 2014-02-10

Branch Locations

121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States

Dover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Braintree MA 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Braintree, MA
Previous Registrations
  • 2009-09-25 → 2013-11-18
    Needham, MA
    Needham, MA
    Newton, MA
    Newton, MA
    Needham, MA
    Wellesley Hills, MA
    Needham, MA
    Newton, MA
    Waltham, MA
    Wellesley, MA
    Needham, MA
    Needham, MA
    Boston, MA
  • 2006-01-11 → 2009-09-22
    Banc Of America Investment Services, Inc.
    Lincoln, RI
Other Businesses

REAL ESTATE POSITION: owner NATURE: Rental house INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: Lincoln RI 02865, United States DESCRIPTION: Owner of the rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-10
  • S66 Uniform Combined State Law Examination
    2006-01-10

View on SEC IAPD

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