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Michael Dennis Giblin

Dovetail Financial Group LLC

Wilmington, NC

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Current Employers
Dovetail Financial Group Llc

210-4 Avondale Ave, Wilmington, NC 28403-7059 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-01
  • NC RA
    APPROVED
    Since 2021-02-01

Branch Locations

210-4 Avondale Ave, Wilmington, NC 28403-7059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Wilmington NC 04/2009 12/2020
Cameron School Of Business, Uncw Wilmongton NC 12/2010 Present
Raymond James Financial Services Advisors, Inc. Wilmington NC 04/2009 12/2020
Transitus Wealth Partners, Llc Wilmington NC 01/2021 Present
  • 04/2009 → 12/2020
    Raymond James Financial Services
    Wilmington, NC
  • 12/2010 → Present
    Cameron School Of Business, Uncw
    Wilmongton, NC
  • 04/2009 → 12/2020
    Wilmington, NC
  • 01/2021 → Present
    Transitus Wealth Partners, Llc
    Wilmington, NC
Previous Registrations
Other Businesses

1.CAMERON SCHOOL OF BUSINESS, UNCW - WILMINGTON, NC. TEACHER. STARTED 12/10/2010. 5 HOURS WEEKLY, 0 DURING TRADING HOURS. 2. LANDFALL COUNTRY CLUB - WILMINGTON, NC. CHARITY GRANTS COMMITTEE MEMBER. STRATED 02/04/2011. 3 HOURS WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED 3. Address: Wilmington, NC - Nature of the Business: Support Company/DBA (Non-Owner) - Position/Title: Advisor - Investment Related: No - Start Date: 03/31/2017 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-12
S63 Uniform Securities Agent State Law Examination 1996-05-14
  • S66 Uniform Combined State Law Examination
    2006-05-12
  • S63 Uniform Securities Agent State Law Examination
    1996-05-14
Designations

View on SEC IAPD

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