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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 1996-09-12
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 1996-09-12

Branch Locations

57 Hampton Rd, Southampton, NY 11968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverhead NY 06/1995 Present
Bank Of America, Na Southampton NY 12/2009 Present
Other Businesses

I*80790FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HH 3 PROPERTIESINVESTMENT RELATED: NADDRESS OF BUSINESS: PO BOX 1282, BRIDGEHAMPTON, NEW YORK 11932NATURE OF BUSINESS: S-CORP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/28/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NYC REAL ESTATE OWNER... I DO NOT MANAGE THE BUILDING I*80792FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 84 CHRISTOPHER STREET CORP.INVESTMENT RELATED: NADDRESS OF BUSINESS:BRIDGEHAMPTON, NEW YORK 11932NATURE OF BUSINESS: S-CORP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/28/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ITS OWNSHIP OF AN APARTMENT BUILDIG IN NYCI*38623FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HARRY HACKETT TTEE-INVESTMENT RELATED: NADDRESS OF BUSINESS:BRIDGEHAMPTON, NEW YORK 11932NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 2/8/2010NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY PARENTS TRUST BUYS INSURANCE...I AM THE TRUSTEE WHO WRITES THE CHECK I*1910269Entity Type: N/AName of OBA: St Ann's Episcopal ChurchAddress: N/AInvestment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: N/ANo Hours: N/ANo Hours during trading: N/ADuties: I was asked to be on an oversight committee to review church fiannce records. Its one meeting per year. I do not thing it will require more time than this one meeting. I cannot/ do not have accesss to any finances....just to see if anything looks questionable on an internal church audit. I*1973276, Entity Type Entity Charitable, Name of OBA: Bridgehampton Historical Museum Address: bridgehampton New York 11932 Investment Related: No Position, Title, Association: Board Member,Officer Employee Start Date: 10/15/2024 No Hours: 2 monthly No Hours during trading: 1 monthly Duties: charitable organization interested in maintaining historical buildings, museums and a sense of history in Bridgehampton NY I*2259288, Entity Type: , Name of OBA: H L H III TTEE U/A DTD 11/24/1998 BY HHJR , Address: Southampton, New York, 11968, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 31-Mar-2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-12
S63 Uniform Securities Agent State Law Examination 1996-03-11
  • S65 Uniform Investment Adviser Law Examination
    1996-06-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-11
Other Names
  • Harry L (Iii) Hackett

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