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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 1996-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverhead | NY | 06/1995 | Present |
| Bank Of America, Na | Southampton | NY | 12/2009 | Present |
I*80790FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HH 3 PROPERTIESINVESTMENT RELATED: NADDRESS OF BUSINESS: PO BOX 1282, BRIDGEHAMPTON, NEW YORK 11932NATURE OF BUSINESS: S-CORP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/28/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NYC REAL ESTATE OWNER... I DO NOT MANAGE THE BUILDING I*80792FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 84 CHRISTOPHER STREET CORP.INVESTMENT RELATED: NADDRESS OF BUSINESS:BRIDGEHAMPTON, NEW YORK 11932NATURE OF BUSINESS: S-CORP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/28/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ITS OWNSHIP OF AN APARTMENT BUILDIG IN NYCI*38623FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HARRY HACKETT TTEE-INVESTMENT RELATED: NADDRESS OF BUSINESS:BRIDGEHAMPTON, NEW YORK 11932NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 2/8/2010NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY PARENTS TRUST BUYS INSURANCE...I AM THE TRUSTEE WHO WRITES THE CHECK I*1910269Entity Type: N/AName of OBA: St Ann's Episcopal ChurchAddress: N/AInvestment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: N/ANo Hours: N/ANo Hours during trading: N/ADuties: I was asked to be on an oversight committee to review church fiannce records. Its one meeting per year. I do not thing it will require more time than this one meeting. I cannot/ do not have accesss to any finances....just to see if anything looks questionable on an internal church audit. I*1973276, Entity Type Entity Charitable, Name of OBA: Bridgehampton Historical Museum Address: bridgehampton New York 11932 Investment Related: No Position, Title, Association: Board Member,Officer Employee Start Date: 10/15/2024 No Hours: 2 monthly No Hours during trading: 1 monthly Duties: charitable organization interested in maintaining historical buildings, museums and a sense of history in Bridgehampton NY I*2259288, Entity Type: , Name of OBA: H L H III TTEE U/A DTD 11/24/1998 BY HHJR , Address: Southampton, New York, 11968, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 31-Mar-2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-11 |
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