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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-01 |
| CA | RA | APPROVED | 2025-06-02 |
| MS | RA | APPROVED | 2025-06-02 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
Pass Christian, MS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Investment Management | San Francisco | CA | 05/2013 | 02/2025 |
| Morgan Stanley Smith Barney Llc | Pass Christian | MS | 02/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-28 |
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