Norman Scott Gunn

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 01/2023
  Investment Security Corporation
  Calabasas, CA
• 01/2009 → 01/2023
  Lgt Insurance Services
  Dallas, TX
• 07/2015 → 12/2019
  Lido Advisors, Llc
  Beverly Hills, CA
• 01/2016 → 01/2023
  Lgt Financial Advisors, Llc
  Dallas, TX
• 01/2016 → 01/2023
  Lane Gorman Trubitt, Llc
  Dallas, TX
• 05/2023 → Present
  Independent Advisor Alliance
  Charlotte, NC
• 01/2023 → 05/2023
  Unemployed
  Dallas, TX

Previous Registrations

• 2009-09-16 → 2023-01-03
  Lgt Financial Advisors Llc
  Dallas, TX
• 2015-07-01 → 2020-01-02
  Lido
  Dallas, TX
  Los Angeles, CA
• 2013-03-28 → 2015-07-22
  Lido Advisors
  Dallas, TX
• 2009-03-25 → 2009-07-06
  Efg Corporation
  Dallas, TX
• 2008-05-16 → 2008-12-01
  Efg Corporation
  Dallas, TX
• 2006-03-23 → 2008-02-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2004-06-21 → 2006-03-31
  Mml Investors Services, Llc
  Chicago, IL
  Chicago, IL
• 2004-05-24 → 2004-06-24
  Msi Financial Services, Inc.
  Downers Grove, IL
• 2001-11-30 → 2002-10-25
  Harrisdirect Llc
  Jersey City, NJ
• 2000-05-15 → 2002-10-18
  Kpmg Investment Advisors
  Chicago, IL

Other Businesses

(I) LGT INSURANCE SERVICES/ INVESTMENT RELATED/2626 HOWELL STREET, SUITE 700, DALLAS, TX 75204/ LONG TERM CARE, DISABILITY & LIFE INSURANCE, APPOINTED WITH VARIOUS COMPANIES/ OFFICER/PRESIDENT OF OPERATIONS/SALES/ START 01/21/2009/ DEVOTE 6 HOURS P/M, NONE DURING SECURITIES TRADING/ SELLING LIFE, DISABILITY, LTC, AND FIXED ANNUITIES TO CLIENTS. 2. Gunn Family Homestead, LLC - 3/11/2017 - Real estate rental - Great Barrington, MA - 3-4 hours per month. 3. Stockbridge Wealth Advisors, LLC - other business name for RIA business - Dallas, TX - 100% 4. Outside insurance - 06/02/2023 - 6-10 hours/month

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-03
• S65 Uniform Investment Adviser Law Examination
  1996-08-03

Designations

• Certified Financial Planner