Best Investors Account Sign in

David James Thielke

Mml Investors Services, LLC

Oklahoma City, OK

Oklahoma City, OK

CRD 2703221

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
OK RA APPROVED 2025-01-30
  • TX RA
    APPROVED
    Since 2026-01-06
  • OK RA
    APPROVED
    Since 2025-01-30

Branch Locations

1000 W. Wilshire Suite 338, Oklahoma City, OK 73116 • United States

Oklahoma City, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Oklahoma City OK 01/2001 01/2025
Thrivent Investment Management Inc. Oklahoma City OK 04/2001 01/2025
Mml Investors Services, Llc Oklahoma City OK 01/2025 Present
Massmutual Life Insurance Co Oklahoma City OK 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-12
S63 Uniform Securities Agent State Law Examination 2001-05-22
  • S65 Uniform Investment Adviser Law Examination
    2008-09-12
  • S63 Uniform Securities Agent State Law Examination
    2001-05-22

View on SEC IAPD

More in Oklahoma City, OK

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor