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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-10-11
TX RA APPROVED_RES 2006-10-03
  • MI RA
    APPROVED
    Since 2010-10-11
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

1001 Woodward Ave Ste 500, Detroit, MI 48226 • United States

Detroit, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Detroit MI 09/2005 03/2020
Ameriprise Financial Services, Llc Detroit MI 03/2020 Present
Other Businesses

Independent Insurance Brokering; Blue Cross Blue Shield; 06/08/2018; Health. Board of Directors; Scottish Rite Tower Development Corporation; Board Member; 1514 Fitzwater Street, , Philadelphia, PA, 19146; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 0 during trading hours / Supreme Council Fitzwater Corporation; Board Member; 1514 Fitzwater Street, , Philadelphia, PA, 19146; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 0 during trading hours / United Supreme Council; Board Member; 1514 Fitzwater Street, , Philadlephia, PA, 19146; Investment-Related; 10/01/2020; 1 to 9 hours per month; 0 during trading hours / MCOD Scholarship Foundation; Board Member; 2621 W Grand Blvd, , Detroit, MI, 48208; Investment-Related; 06/30/1998; 1 to 9 hours per month; 0 during trading hours / Omega Historic Preservation Foundation; Board Member; P.O. Box 15263, , Detroit, MI, 48215; Not Investment-Related; 02/05/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Baker College; Adjunct Faculty responsible for classroom instruction.; Baker College; 1020 S Washington St, , Owosso, MI, 48867; Not Investment-Related; 09/03/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-07
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S66 Uniform Combined State Law Examination
    2010-09-07
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16

View on SEC IAPD

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