Xavier Marquezdelaplata

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-03-28

TX RA
APPROVED

Since 2011-03-28

Branch Locations

Colleyville, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Quality Family Homes	Irving	TX	05/2008	Present
Lpl Financial	Dallas	TX	03/2011	Present

05/2008 → Present

Quality Family Homes

Irving, TX
03/2011 → Present

Lpl Financial

Dallas, TX

Previous Registrations

2005-07-06 → 2011-03-28

Chase Investment Services Corp.

Irving, TX

Irving, TX

Irving, TX
2004-12-17 → 2005-07-06

Banc One Securities Corporation

Irving, TX

Other Businesses

1. 03/25/2011: SILVER WEALTH MANAGEMENT - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA - 25% OF TIME - PARTNER. SELLING INSURANCE PRODUCTS TO CLIENTS- FIXED INSURANCE ONLY- AUTO, HEALTH, LIFE, DENTAL HAVE, LONG TERM CARE. 2. 03/25/2011: NO BUSINESS NAME - INVESTMENT RELATED - OTHER-BUSINESS OWNER - 1% OF TIME - BUY HOMES, REFURBISH THEM IN ORDER TO SELL. I AM A PARTNER IN THE BUSINESS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-02-06

S63 Uniform Securities Agent State Law Examination

1996-02-06

View on SEC IAPD