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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-16 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. C. Ziegler And Company | Milwaukee | WI | 11/2010 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Waukesha | WI | 03/2018 | Present |
1. UW - Whitewater Finance and Business Law Department Advisory Board; 800 W Main Street, Whitewater, WI, 53190; Advisory board member; Listen to student presentations and provide feedback on the presentations; 01/01/2006; 10.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related 2. Stone Bank Community Connect; W335 N7065 Stone Bank Road Oconomowoc, WI 53066; Currently the Lions run Stone Bank Community Park and all that goes along with it. This new 501(c)(3) is taking over.; Vice President; Help oversee park operations, 4th of July Parade, youth baseball, men's softball, building and field improvements.; 04/21/2025; 2 hours/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
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