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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-14 |
| NJ | RA | APPROVED | 2020-12-04 |
| TX | RA | APPROVED | 2020-12-04 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Florham Park | NJ | 09/2006 | 12/2020 |
| Morgan Stanley Smith Barney Llc | Florham Park | NJ | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-14 |
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