Victor Hayes Hicks

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-12-14

MI RA
APPROVED

Since 2023-12-14

Branch Locations

2000 Town Center Drive Suite 1825, Southfield, MI 48085 • United States

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lumin Financial, Llc	Southfield	MI	05/2011	03/2024
Perigon Wealth Management, Llc	Southfield	MI	12/2023	Present

05/2011 → 03/2024

Lumin Financial, Llc

Southfield, MI
12/2023 → Present

Perigon Wealth Management, Llc

Southfield, MI

Previous Registrations

2010-09-20 → 2024-03-21

Lumin Financial, Llc

Southfield, MI
2010-08-26 → 2011-03-03

Raymond James Financial Services Advisors, Inc

Southfield, MI

Other Businesses

[1] LICENSED INSURANCE AGENT; NOT-INVESTMENT RELATED; 2000 TOWN CENTER, SUITE 1825, SOUTHFIELD, MI 48075; INSURANCE SALES; AGENT; 01/1994; LESS THAN ONE HOUR PER MONTH, WHICH IS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE PROPOSALS, CONSULTING, AND INSURANCE SALES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-03-09

S63 Uniform Securities Agent State Law Examination

1999-03-09

Designations

Certified Financial Planner

Other Names

Victor Hayes Hicks

View on SEC IAPD