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Alison Michelle Daly Van Dyke

First And Main Financial

Piedmont, CA

CRD 2702957

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Employer firm

First And Main Financial CRD 121359

$165M regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First And Main Financial

Piedmont, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-21
  • CA RA
    APPROVED
    Since 2025-03-21

Branch Locations

235 Wildwood Avenue, Piedmont, CA 94610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Menlo Park CA 01/2014 10/2016
First And Main Financial Piedmont CA 10/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-27
  • S63 Uniform Securities Agent State Law Examination
    1998-01-27
Designations
  • Certified Financial Planner
Other Names
  • Alison Michelle Daly
  • Alison Michelle Vandyke
  • Alison Daly
  • Alison Michelle Daly Vandyke

View on SEC IAPD

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Nearby Investors

MARY M GEONG
JOSEPH CARLYLE FRANK
FAY MICHELLE CLINTON

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · PIEDMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · OAKLAND, CA
LINCOLN INVESTMENT · Oakland, CA

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