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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-06-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Spokane | WA | 03/2009 | 06/2019 |
| Raymond James Financial Services Advisors Inc. | Spokane | WA | 03/2009 | 06/2019 |
| Peroff Financial Group | Spokane | WA | 06/2009 | 01/2017 |
| Breakers Fc | Spokane | WA | 06/2017 | 06/2018 |
| Lpl Financial, Llc | Spokane | WA | 06/2019 | Present |
| Washinton East Soccer | Spokane | WA | 06/2015 | 06/2017 |
1. 06/26/2019 - INLAND EMPIRE FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SPOKANE, WA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-13 |
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