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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-22 |
| AR | RA | APPROVED | 2006-07-27 |
| TX | RA | APPROVED_RES | 1996-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monroe | LA | 01/1996 | Present |
| Bank Of America,N.A. | Monroe | LA | 11/2009 | Present |
I*78077 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DARA, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1472 FRENCHMANS BEND, MONROE, LOUISIANA 71201 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 5/21/2007 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE I*1962296 Entity Charitable Name of OBA: The Lauviah Foundation, Inc. Address: Monroe, Louisiana, 71203 Investment Related: Yes Position, Title, Association: Treasurer,Board Member,Officer Employee Start Date: 08/16/2024 No Hours: 1 No Hours during trading: 0 Duties: The Lauviah Foundation, Inc. is a Private Family Foundation. I will be more active in the monetary aspect. There is no fundraising however gifts are made to various organizations for Cancer and Mental Health purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-21 |
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