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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-15
OH RA APPROVED 2025-03-17
CO RA APPROVED 2025-01-28
KS RA APPROVED 2025-01-13
FL RA APPROVED 2024-12-12
  • TX RA
    APPROVED_RES
    Since 2025-04-15
  • OH RA
    APPROVED
    Since 2025-03-17
  • CO RA
    APPROVED
    Since 2025-01-28
  • KS RA
    APPROVED
    Since 2025-01-13
  • FL RA
    APPROVED
    Since 2024-12-12

Branch Locations

4000 Hollywood Blvd 310 N, Hollywood, FL 33021 • United States

Oakland Park, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ulysses KS 02/2014 03/2021
Primerica Financial Services Fort Lauderdale FL 04/2024 08/2024
Pfs Investments Inc. Fort Lauderdale FL 05/2024 08/2024
Nancy Paul Company Oakland FL 03/2021 06/2024
Park Avenue Securities Hollywood FL 08/2024 Present
Guardian Life Insurance Company Hollywood FL 05/2024 Present
Guardian Life Insurance Company Oakland Park FL 08/2024 Present
Park Avenue Securities Oakland Park FL 08/2024 Present
  • 02/2014 → 03/2021
    Ameriprise Financial Services, Inc.
    Ulysses, KS
  • 04/2024 → 08/2024
    Primerica Financial Services
    Fort Lauderdale, FL
  • 05/2024 → 08/2024
    Pfs Investments Inc.
    Fort Lauderdale, FL
  • 03/2021 → 06/2024
    Nancy Paul Company
    Oakland, FL
  • 08/2024 → Present
    Park Avenue Securities
    Hollywood, FL
  • 05/2024 → Present
    Guardian Life Insurance Company
    Hollywood, FL
  • 08/2024 → Present
    Guardian Life Insurance Company
    Oakland Park, FL
  • 08/2024 → Present
    Park Avenue Securities
    Oakland Park, FL
Previous Registrations
  • 2014-02-21 → 2021-03-25
    Ulysses, KS
    Garden City, KS
    Johnson, KS
    Syracuse, KS
    Garden City, KS
  • 2009-09-04 → 2014-02-28
    Garden City, KS
    Garden City, KS
    Ulysses, KS
    Syracuse, KS
    Johnson, KS
    Great Bend, KS
    Ulysses, KS
    Plainfield, IL
  • 1998-01-21 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Ulysses, KS
    Johnson, KS
    Syracuse, KS
    Great Bend, KS
Other Businesses

NP Companies, Inc, Start date: 03/29/2022 Address: 300 E. Oakland Park Blvd, Ste 121 Oakland Park, FL. 33334 2 total hours per month 0 during securities trading hours Not Investment related 75 -100% annual compensation Urban Village at 5th Ave Start Date: 03/15/2024 Address: 265 S Federal Highway, Ste 330 Deerfield Beach, FL. 33441 6 total hours per month 1 during securities trading hours Not investment related Mineral Income Start date: 03/13/2019 Address: Haskell County, Ks 0 total hours per month 0 during securities trading hours Not investment related 75-100% annual compensation Commercial Real Estate Start date: 12/01/2022 Address: 201 and 205 E. Oklahoma Ave, Ulysses, Ks. 67880 0 total hours per month 0 during securities trading hours Yes investment related 75 -100% annual compensation Rotary International Start Date: 07/01/2024 Address: 4780 NE 4th Ave Oakland Park, FL 33334 20 total hours per month 1 during securities trading hours Not investment related Insurance Products other than Guardian Start Date: 03/01/1995 Address: 4780 NE 4th Ave Oakland Park, FL. 33334 2 total hours per month 0 during securities trading hours Yes investment related 75 -100% annual compensation Carol Palkowitsh (POA), Start Date: 07/01/2017, Address: 3312 Eagle St Garden City, Ks. 67846, 0 total hours per month 0 during securities trading hours, Not investment related, Michael Norfleet (POA), Start Date: 03/01/2022, Address: 4780 NE 4th Ave Oakland Park, FL. 33334, 0 total hours per month 0 during securities trading hours, Not investment related, Sharon Glaze (POA), Start date: 06/01/2019, Address: 3312 Eagle St Garden City, Ks. 67846, 0 total hours per month 0 during securities trading hours, Not investment related, WKC 401K Trust, Start Date: 05/01/2004, Address: 405 NE 35th Ct, #2 Oakland Park, FL. 33334 and 4751 NE 4th Ave., Oakland Park , FL 33334, 0 total hours per month 0 during securities trading hours, investment related, Less than 10% annual compensation, Rotary Club of Ft Lauderdale/Cypress Creek, Board Member/Treasurer, Start Date: 2/1/2025, Address: 1875 NW Corporate Blvd, Ste 100, Boca Raton, FL 33431, 2 hours/mo; 0 hours during trading, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-11
S65 Uniform Investment Adviser Law Examination 1997-12-20
S63 Uniform Securities Agent State Law Examination 1996-02-08
  • S66 Uniform Combined State Law Examination
    2024-12-11
  • S65 Uniform Investment Adviser Law Examination
    1997-12-20
  • S63 Uniform Securities Agent State Law Examination
    1996-02-08
Designations
Other Names
  • Brian S Palkowitsh
  • Brian Palkowitsh
  • Brian Scott Palkowitsh

View on SEC IAPD

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