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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-15 |
| OH | RA | APPROVED | 2025-03-17 |
| CO | RA | APPROVED | 2025-01-28 |
| KS | RA | APPROVED | 2025-01-13 |
| FL | RA | APPROVED | 2024-12-12 |
Branch Locations
4000 Hollywood Blvd 310 N, Hollywood, FL 33021 • United States
Oakland Park, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Ulysses | KS | 02/2014 | 03/2021 |
| Primerica Financial Services | Fort Lauderdale | FL | 04/2024 | 08/2024 |
| Pfs Investments Inc. | Fort Lauderdale | FL | 05/2024 | 08/2024 |
| Nancy Paul Company | Oakland | FL | 03/2021 | 06/2024 |
| Park Avenue Securities | Hollywood | FL | 08/2024 | Present |
| Guardian Life Insurance Company | Hollywood | FL | 05/2024 | Present |
| Guardian Life Insurance Company | Oakland Park | FL | 08/2024 | Present |
| Park Avenue Securities | Oakland Park | FL | 08/2024 | Present |
NP Companies, Inc, Start date: 03/29/2022 Address: 300 E. Oakland Park Blvd, Ste 121 Oakland Park, FL. 33334 2 total hours per month 0 during securities trading hours Not Investment related 75 -100% annual compensation Urban Village at 5th Ave Start Date: 03/15/2024 Address: 265 S Federal Highway, Ste 330 Deerfield Beach, FL. 33441 6 total hours per month 1 during securities trading hours Not investment related Mineral Income Start date: 03/13/2019 Address: Haskell County, Ks 0 total hours per month 0 during securities trading hours Not investment related 75-100% annual compensation Commercial Real Estate Start date: 12/01/2022 Address: 201 and 205 E. Oklahoma Ave, Ulysses, Ks. 67880 0 total hours per month 0 during securities trading hours Yes investment related 75 -100% annual compensation Rotary International Start Date: 07/01/2024 Address: 4780 NE 4th Ave Oakland Park, FL 33334 20 total hours per month 1 during securities trading hours Not investment related Insurance Products other than Guardian Start Date: 03/01/1995 Address: 4780 NE 4th Ave Oakland Park, FL. 33334 2 total hours per month 0 during securities trading hours Yes investment related 75 -100% annual compensation Carol Palkowitsh (POA), Start Date: 07/01/2017, Address: 3312 Eagle St Garden City, Ks. 67846, 0 total hours per month 0 during securities trading hours, Not investment related, Michael Norfleet (POA), Start Date: 03/01/2022, Address: 4780 NE 4th Ave Oakland Park, FL. 33334, 0 total hours per month 0 during securities trading hours, Not investment related, Sharon Glaze (POA), Start date: 06/01/2019, Address: 3312 Eagle St Garden City, Ks. 67846, 0 total hours per month 0 during securities trading hours, Not investment related, WKC 401K Trust, Start Date: 05/01/2004, Address: 405 NE 35th Ct, #2 Oakland Park, FL. 33334 and 4751 NE 4th Ave., Oakland Park , FL 33334, 0 total hours per month 0 during securities trading hours, investment related, Less than 10% annual compensation, Rotary Club of Ft Lauderdale/Cypress Creek, Board Member/Treasurer, Start Date: 2/1/2025, Address: 1875 NW Corporate Blvd, Ste 100, Boca Raton, FL 33431, 2 hours/mo; 0 hours during trading, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-11 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-08 |
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