Alan Lee Supp

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 03/2018
  Morgan Stanley
  Grand Rapids, MI
• 01/2015 → 03/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2018 → 07/2018
  Winslow, Evans & Crocker, Inc.
  Boston, MA
• 07/2018 → 03/2023
  Cantella & Co., Inc.
  Malden, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2018 → 12/2022
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2018-07-26 → 2023-04-03
  Cantella & Co., Inc.
  Rockford, MI
  Malden, MA
  Rockford, MI
  Malden, MA
• 2018-07-12 → 2018-07-19
  Winslow, Evans & Crocker, Inc.
  Rockford, MI
  Boston, MA
  Boston, MA
  Rockford, MI
• 2013-12-04 → 2018-04-13
  Morgan Stanley
  Grand Rapids, MI
• 2010-10-13 → 2013-12-09
  Ubs Financial Services Inc.
  Grand Rapids, MI
  Grand Rapids, MI

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/12/2022 2) VETERINARY PRACTITIONER, 3705 GENTLY WAY, CEDAR SPRINGS MI 49319, 10/2023 AS SMALL ANIMAL PRACTITIONER, NIR, 32 HR/MO, 32 HR/TRADING 3) LYON CAPITAL ADVISORS, 7117 DAVIES DR. NE, ROCKFORD MI 49341, 01/2024, PRESIDENT, USING A TRADE NAME/DBA, INVE REL, 160 HR/MO - 120 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-02-15
• S65 Uniform Investment Adviser Law Examination
  1996-02-15

Other Names

• Alan L Supp