James Robert Mundell

Current Employers

Employment History

• 05/2016 → 05/2026
  Wells Fargo Advisors Financial Network, Llc
  Waterloo, IA
• 05/2026 → Present
  Osaic Wealth, Inc.
  Waterloo, IA

Previous Registrations

• 2016-05-17 → 2026-05-21
  Wells Fargo Advisors Financial Network, Llc
  Waterloo, IA
  Cape Coral, FL
• 2007-02-12 → 2016-05-18
  Edward Jones
  Waterloo, IA

Other Businesses

1. MUNDELL INVESTMENTS POSITION: Owner NATURE: This is an office building which houses our business, "Signature Private Wealth Management" INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/04/2016 ADDRESS: 3146 Brockway Road, Waterloo IA 50701-5103, United States DESCRIPTION: Maintenance 2. GLENCOE 225 LLC POSITION: Owner NATURE: It is a 8 plex residential unit. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/15/2024 ADDRESS: 225 Glencoe Ave, Waterloo IA 50701, United States DESCRIPTION: Management of relationships with tenants. Collecting rents, taking care of maintenance issues. 3. BJ MUNDELL INVESTMENTS LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/17/1991 ADDRESS: 805,805 1/2, 807 and 809, 7th Ave NW, Waverly IA 50677, United States DESCRIPTION: I ensure property is in shape to house renters. Rent collection. My wife is the owner of this property. 4. SIGNATURE PRIVATE WEALTH MANAGEMENT POSITION: Agent NATURE: We have a life & Long Term Care insurance business that involves a few different companies. Prudential, Protective, Mutual of Omaha, Pac Life, Lincoln, Brighthouse would compose almost all of the vendors that we use. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/20/2016 ADDRESS: 3146 Brockway Road, Waterloo IA 50701-5103, United States DESCRIPTION: We evaluate clients needs for insurance and then search for the best coverage with the best costs for a product that will fit our clients needs. 5. TRINITY BIBLE CHURCH POSITION: Committee member NATURE: This is the church that I attend. I serve on a Stewardship Committee that has no voting power. It is and advice group of people that have a head for money and finance and accounting. We give recommendations (not investments) to the Shepherding board who makes all decisions. I have been a part of this group for three years. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2024 ADDRESS: 125 Orchard Dr, Cedar Falls IA 50613, United States DESCRIPTION: This is the church that I attend. I serve on a Stewardship Committee that has no voting power. It is and advice group of people that have a head for money and finance and accounting. We give recommendations (not investments) to the Shepherding board who makes all decisions. I have been a part of this group for three years. 6. BRENDA MUNDELL FARMS POSITION: Laborer/Manager NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2014 ADDRESS: 145 Augusta Lane, Waverly IA 50677, United States DESCRIPTION: My Wife has taken over the Farming activities and I am an unpaid assistant to her.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-31
• S63 Uniform Securities Agent State Law Examination
  1996-03-21

Other Names

• Bob Mundell
• James Robert Mundell