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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2013-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 01/2012 | Present |
| Bank Of America, N.A. | Albany | NY | 02/2012 | Present |
I*396278 For profit or not for profit: Entity Charitable Name of outside business organization: Mohawk Valley Charity Lunch Club Investment related: N Address of business: New York Mills, New York, 13417 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee","Board Member"], [["Fundraising committee","Other"]] Start date of relationship: 10/13/2021 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: , This club is a not for profit charity formed to raise funds through automobile related events, lunches, giveaways, auctions, etc. I am involved in event planning and systems management. I*1304306 For profit or not for profit: Entity Charitable Name of outside business organization: Saratoga Automobile Museum Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee","Board Member"], [["Executive committee","Fundraising committee","Other"]] Start date of relationship: 1/1/2024 Number of hours devoted: 30 hour(s) Yearly Number of hours devoted during trading hours: 5 Duties: , Board and Committee Participation. Event and strategic planning for the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-09 |
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