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Kevin E Barry

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-07
FL RA APPROVED 1996-03-07
  • TX RA
    APPROVED_RES
    Since 2011-01-07
  • FL RA
    APPROVED
    Since 1996-03-07

Branch Locations

400 S Park Ave, Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 01/1996 Present
Bank Of America,N.A. Orlando FL 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-24
S63 Uniform Securities Agent State Law Examination 1996-03-22
  • S65 Uniform Investment Adviser Law Examination
    1996-04-24
  • S63 Uniform Securities Agent State Law Examination
    1996-03-22
Designations
Other Names
  • Kevin E Barry
  • Kevin Eugene Barry

View on SEC IAPD

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