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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

116 S Lee St Fl 1, Rockingham, NC 28379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 06/2001 Present
Bb&T Securities, Llc Wadesboro NC 01/2018 Present
Truist Investment Services, Inc. Hamlet NC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 06/2001 → Present
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → Present
    Bb&T Securities, Llc
    Wadesboro, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Hamlet, NC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Wadesboro, NC
    Hamlet, NC
    Charlotte, NC
    Rockingham, NC
    Wilmington, NC
    Rockingham, NC
    Raleigh, NC
    Richmond, VA
  • 2002-04-08 → 2018-01-02
    Bb&T Investment Services, Inc.
    Wadesboro, NC
    Rockingham, NC
    Mount Gilead, NC
    Wadesboro, NC
    Charlotte, NC
    Hamlet, NC
    Wadesboro, NC
    Charlotte, NC
    Wadesboro, NC
    Rockingham, NC
    Wilmington, NC
Other Businesses

ROCKINGHAM HOUSING AUTHORITY POSITION: Commissioner NATURE: Commissioner INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 733 Armstead St, Rockingham NC 28379 DESCRIPTION: Rockingham Housing authority provide well being of the Housing authority. BLUE PARROT UNIT 202 POSITION: owner NATURE: Owner/Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 1214 SMain St,N Myrtle Beach SC 29582 DESCRIPTION: Rent N. Myrtle beach condo

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-22
S63 Uniform Securities Agent State Law Examination 1998-12-11
  • S66 Uniform Combined State Law Examination
    2002-01-22
  • S63 Uniform Securities Agent State Law Examination
    1998-12-11

View on SEC IAPD

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