Sue Tompkins

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vero Beach, FL
• 12/2009 → 07/2019
  Bank Of America, N.A.
  Vero Beach, FL
• 07/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Vero Beach, FL

Previous Registrations

• 2009-03-11 → 2019-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vero Beach, FL

Other Businesses

1935 32ND AVENUE, LLC; NOT INVESTMENT RELATED; VERO BEACH, FL; 100% OWNERSHIP WITH SPOUSE; START 7/1/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. CPA LICENSE; NOT INVESTMENT RELATED; GAINESVILLE, FL; CPA LICENSE; START 7/1/2019; NUMBER OF HOURS PER MINTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. THREE BULLS, LLC, INVT RELATED, VERO BEACH, FL, 33.33% OWNERSHIP, START 7/1/2019, 10 HRS PER MONTH, 10 HRS DURING TRADING, FINET PRACTICE. BULLS AND BIRDIES, INC.; INVESTMENT RELATED; VERO BEACH, FL; 100% OWNERSHIP; START 8/8/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 2; OWNER AND MANAGER. BULLS AND BIRDIES INC. 401K; INVESTMENT RELATED; VERO BEACH, FL; TRUSTEE; START 12/31/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0. RENTAL PROPERTY, INV RELATED, MASHPEE, MA, 100% OWNERSHIP WITH SPOUSE, START 7/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2009-02-05
• S63 Uniform Securities Agent State Law Examination
  1997-09-30

Other Names

• Sue Mccleary
• Sue Mccleary Tompkins